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In this report, see how Cohasset Associates assesses durable medium and records management, and banking and financial services, with Hitachi Content Platform (HCP) object storage relative to SEC Rule 17a-4(f), FINRA Rule 4511(c) and MiFID II.
Hitachi Vantara sought an independent, objective assessment of the storage architecture and capabilities of the Hitachi Content Platform (HCP) compliance mode namespace system for SEC Rule 17a-4(f).
The technical evaluation, which was performed by Cohasset Associates, concludes that the architecture and capabilities, when properly configured, meet the five requirements related to recording and non-rewriteable and non-erase storage of electronic records and either meets or supports the three requirements for an audit system, as specified in SEC Rule 17a-4(f) and FINRA Rule 4511(c).
Additionally, the assessment capabilities of HCP meet the requirements defined in the MiFID II Directive and the supplementing Delegated Regulation. Download the report to learn more.