Assessment: Hitachi Content Platform (HCP) Compliance Mode Namespace

Analyst Content

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Analyst Content HitachiHCP-SEC17a-4(f)_MiFID II-Assessment-20190919-FINAL-v3.pdf
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Analyst Content HitachiHCP-SEC17a-4(f)_MiFID II-Assessment-20190919-FINAL-v3.pdf
HitachiHCP-SEC17a-4(f)_MiFID II-Assessment-20190919-FINAL-v3.pdf
HitachiHCP-SEC17a-4(f)_MiFID II-Assessment-20190919-FINAL-v3.pdf

Hitachi Vantara sought an independent, objective assessment of the storage architecture and capabilities of the Hitachi Content Platform (HCP) compliance mode namespace system for SEC Rule 17a-4(f).

The technical evaluation, which was performed by Cohasset Associates, concludes that the architecture and capabilities, when properly configured, meet the five requirements related to recording and non-rewriteable and non-erase storage of electronic records and either meets or supports the three requirements for an audit system, as specified in SEC Rule 17a-4(f) and FINRA Rule 4511(c).

Additionally, the assessment capabilities of HCP meet the requirements defined in the MiFID II Directive and the supplementing Delegated Regulation. Download the report to learn more.

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